Walmart Inc. stunned civil-rights activists in November by saying it was pulling back on diversity, equity and inclusion efforts. The world’s largest retailer said it would stop using the term “DEI” ...

It was a big week for advisor hires at Merrill Lynch. The wealth management unit of Bank of America added a half dozen ...

Merrill Lynch has expanded its advisor base with several hires from Morgan Stanley, UBS, and Wells Fargo, as part of a ...

The big four wirehouses—Merrill Lynch, Morgan Stanley, Wells Fargo, and UBS—are expected to allow access ... His prediction suggests that the four big firms will soon allow their financial advisors to ...

Khawaja and McDonald have worked together for about 13 years at Wells Fargo Advisors, UBS Financial Services and Merrill Lynch, according to BrokerCheck. Khawaja began his career with Waterstreet ...

Here are the rankings assigned to Charlotte’s big three banks, Wells Fargo ... the survey found. Merrill also had the lowest score in the financial advisors industry scoring 77, unchanged ...

Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services and Bank of America’s Merrill Lynch violated the Advisers Act overlooked client interests by exclusively offering low-yield ...

Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services and Bank of America’s Merrill Lynch violated the Advisers Act overlooked client interests by exclusively offering low-yield bank ...

Of the $60 million in total fines announced Friday, Merrill owes $25 million, and two Wells' subsidiaries — Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network — owe $35 ...

A trio of advisory firms are being sanctioned for only providing clients with low-paying options in their cash sweep accounts amid the rising interest rate environment. On Friday, the U.S. Securities ...

The Securities and Exchange Commission settled charges against units within Bank of America and Wells Fargo that will result in $60 million in total civil penalties. The SEC said the charges were ...